Regulatory Counseling and Representation

Reardon Scanlon’s attorneys have experience successfully representing insurance and financial services clients in regulatory proceedings before insurance and banking regulators. These matters include the following: 

  • Represented life insurance companies in response to consumer complaints. 
  • Represented auto insurer concerning rate filing compliance issues;
  • Represented insurance companies in market conduct investigations involving annuity products, distribution, sales, and general business’ practices.
  • Represented insurance broker seeking opinion concerning commissions arising out of multi-party business.

Our regulatory experience also includes representing financial services clients before the Connecticut Department of Banking, including these matters:

  • Represented individuals and limited partnerships in defense of order to cease and desist arising out of sale of limited partnership interests.
  • Represented auto financing entity in proceeding concerning Department’s effort to revoke license.